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Chapter 39

Also Known As Laozi 39 (English) · Daodejing 39 (English)
Tao Te Ching

Of old, these attained the one: heaven attained it and became clear, earth attained it and became settled, spirits attained it and became numinous, valleys attained it and became full, the ten thousand things attained it and lived, lords and kings attained it and became the standard of the world. Carried further: without what makes it clear, heaven might crack; without what settles it, earth might quake. So the noble takes the humble as its root and the high takes the low as its base, which is why lords and kings call themselves orphaned, widowed and unworthy.

Facts
Disputed
Position in the Canon
Chapter 39 of 81, in the De part of the received text 1
Robert G. Henricks's translation (Lao Tzu: Te-Tao Ching, A New Translation Based on the Recently Discovered Ma-wang-tui Texts, Ballantine Books, 1989) compared the received chapter numbering against two excavated manuscript witnesses: the Mawangdui silk texts, recovered from a Han-dynasty tomb near Changsha and dated to the second century BCE, and the Guodian bamboo slips, excavated near Jingmen and dated to around 300 BCE. The comparison found the Mawangdui texts place the De material before the Dao material, reversing the received order, and that the Guodian slips hold only about a third of the received material with no division into the received chapters at all. Because the received numbering appears in neither older witness, Henricks's philological comparison concludes it is a later editorial convenience rather than a feature of how the text was composed, which is why the atlas treats the chapter number as a reliable citation address and not as a claim about original structure.
Origins
Language
Classical Chinese 3
Classical Chinese of the Warring States period, in a terse rhymed and parallel style that leaves grammatical subjects, number and tense unmarked, which is a principal reason the translations differ so widely
Text
Literary Form
aphorism-collection 4
Identity
Parent Work
De Jing 1
Meaning
Theme
Rulers who name themselves by words of loss 2
Canonicity (class)
Canonical 1
Literary form (class)
Wisdom literature 4
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Six Things That Attained the One

The chapter opens with a list in a formula that reads like something quoted rather than composed. Of old, these attained the one: heaven attained it and became clear, earth attained it and became settled, spirits attained it and became numinous, valleys attained it and became full, the ten thousand things attained it and lived, lords and kings attained it and became the standard of the world.

Six items, in descending order from heaven to human government, each with the same verb and each with a different result. The one is not defined anywhere in the chapter. It appears again in chapter twenty-two, where the sage holds to it, and in chapter forty-two as the first thing the way gives birth to, and in all three places it functions as whatever makes a thing be what it is rather than a heap.

The second half runs the list backwards as a set of threats. Without what makes it clear, heaven might crack. Without what settles it, earth might quake. The reversal is what turns an inventory into an argument, because it says that the qualities named are not properties the items own but conditions they hold on loan.

The chapter is one of the places where the book's vocabulary is closest to the religious and cosmological language of its period. Spirits becoming numinous is not a metaphor about human character, and valleys filling is not obviously about humility. This is a passage that assumes an ordered cosmos of heaven, earth, spirits and rulers, and it locates the way underneath all four rather than beside them.

Why Kings Call Themselves Orphaned

The chapter closes on a piece of court etiquette and treats it as evidence for a metaphysical claim. The noble takes the humble as its root and the high takes the low as its base, which is why lords and kings call themselves orphaned, widowed and unworthy.

Those three terms were real self-designations used by rulers of the period when speaking of themselves, a formal humility built into the language of address. The chapter does not invent them and does not recommend them. It points at an existing convention and asks what it implies, which is a rare argumentative move in this book and a strong one, because the convention is not in dispute.

The reading offered is that the practice preserves something the practitioners have stopped noticing. If the high genuinely rests on the low, then a ruler who names himself by deficiency is stating the actual structure of his position rather than performing modesty. Chapter forty-two quotes the same three words and draws the companion conclusion, that a thing is sometimes added to by being reduced.

The chapter ends by refusing the obvious inference in a line that is difficult in every recension: the desire is not to be as prized as jade but as common as stone. The point is not that low status is better than high but that the terms are relational, and that a person who wants to be counted among the rare has misunderstood where his standing comes from.

It is the same argument the book makes about rivers being kings of the valleys because they lie below them, transferred from geography to the protocol of a court.

Connections

Attributed To

Laozi, Figures
Source Wikipedia: Tao Te Ching

Authored By

Laozi, Figures
Source Wikipedia: Tao Te Ching

Belongs to Tradition

Taoism, Religions
Source Wikipedia: Tao Te Ching

Contained In

The grouping into two parts is that of the received text. The Mawangdui manuscripts reverse the order of the two.

Source Tao Te ChingLaozi (attributed)
Source Tao Te ChingLaozi (attributed)

In Language

Originates in Language

Source Sources of Chinese Tradition, Volume 1Wm. Theodore de Bary and Irene Bloom (eds)
Sources
1. Lao Tzu: Te-Tao Ching, A New Translation Based on the Recently Discovered Ma-wang-tui Texts
Robert G. Henricks, Ballantine Books, 1989View the Source
2. Readings in Classical Chinese Philosophy
P. J. Ivanhoe and Bryan W. Van Norden (eds), Hackett, 2005View the Source
3. Sources of Chinese Tradition, Volume 1
Wm. Theodore de Bary and Irene Bloom (eds), Columbia University Press, 1999View the Source
4. New World Encyclopedia: Tao Te Ching
New World EncyclopediaLead and overview
Quote, Lead and overview
A small text consisting of a mere five thousand words and divided into 81 chapters, it is written in a pithy style (a set of concise, cryptic aphorisms) and often employs ambiguous and paradoxical language to present profound philosophical teachings.
View the Source
Tao Te Ching
Laozi (attributed)View the Source
Wikipedia: Tao Te Ching
Wikipedia
  • Attributed To: Laozi, Lead states the text is traditionally credited to the sage Laozi; authorship and dating are debated among scholars
  • Belongs to Tradition: Taoism, Lead states the text is regarded as the foundational Taoist text, central to philosophical and religious Taoism
  • Authored By: Laozi, Lead
    an ancient Chinese classic text traditionally credited to the sage Laozi
View the Source
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